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Tax Consequences of Ownership Changes

Types:

  • Addition/deletion of joint owner
  • Transfer to another individual or entity
  • Assignment

Taxation:

  • Earnings are subject to income tax at time of transfer
  • 10% penalty may apply
  • Gift taxes may apply

Exceptions:

  • Transfers between spouses
  • Transfers incident to divorce
  • Transfers between an individual and his/her grantor trust

Mandatory Distribution upon Death of Owner

If Owner dies Prior to Annuitization:

Surviving owner (or beneficiary) must elect one of the following:

  • immediate lump sum
  • complete withdrawal(s) within 5 years of death
  • annuitization (over the life of the new owner) to start within one year of deathIf spouse is sole surviving owner (or beneficiary), spouse can also elect to continue contractIf owner is a grantor trust, death of grantor triggers mandatory distribution

Mandatory distribution applies to all contracts issued after 1/18/85

If Owner Dies After Annuitization:

Payments continue to beneficiary, based on annuitant's life and type of payment plan chosen

Feel free to contact us for a no obligation, no cost analysis of your investment portfolio. Our clients benefit from our counsel and process of customized service. We are not just selling a single investment or idea. DeSpenza Capital Management, LLC is proposing a serious investment process by which you can manage you money for a lifetime. Please contact us for a free Complimentary Consultation to discuss diversification opportunities for income, savings, and legacy. This intro page gives you a brief synopsis of each investment category of service we offer.

  Complimentary Consultation

  877-337-7369

email: adespenza@despenza.com

 

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